-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: keymaster@town.hall.org Originator-Key-Asymmetric: MFkwCgYEVQgBAQICAgADSwAwSAJBALeWW4xDV4i7+b6+UyPn5RtObb1cJ7VkACDq pKb9/DClgTKIm08lCfoilvi9Wl4SODbR1+1waHhiGmeZO8OdgLUCAwEAAQ== MIC-Info: RSA-MD5,RSA, TIB2gCCc5XTjc+hceyEEqVv1LZOwOk0PbiuJ1VcMmOEG+pROKb06rSFKv4/PgvGY aSZwoaC/vCJv0YDH3Y+tkQ== 0000861177-95-000059.txt : 19950515 0000861177-95-000059.hdr.sgml : 19950515 ACCESSION NUMBER: 0000861177-95-000059 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19950214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PENTAIR INC CENTRAL INDEX KEY: 0000077360 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 410907434 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-31819 FILM NUMBER: 95510759 BUSINESS ADDRESS: STREET 1: 1500 COUNTY RD - B2 WEST STREET 2: SUITE 400 CITY: ST PAUL STATE: MN ZIP: 55113-3105 BUSINESS PHONE: 6126367920 FORMER COMPANY: FORMER CONFORMED NAME: PENTAIR INDUSTRIES INC DATE OF NAME CHANGE: 19790327 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BRINSON PARTNERS INC/IL CENTRAL INDEX KEY: 0000861177 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 209 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL BUSINESS PHONE: 60604-1295 MAIL ADDRESS: STREET 1: 209 SOUTH LASALLE STREET CITY: CHICAGO STATE: IL ZIP: 60604-1295 SC 13G/A 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Pentair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 709631105 (CUSIP Number) Check the following box if a fee is being paid with this statement ____. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7). * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act by shall be subject to all other provisions of the Act (however, see the Notes). 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brinson Partners, Inc. 36-3664388 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a b X 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 910,157 shares 6 SHARED VOTING POWER - -0- 7 SOLE DISPOSITIVE POWER 910,157 shares 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 910,157 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.0% 12 TYPE OF REPORTING PERSON* CO IA * SEE INSTRUCTION BEFORE FILLING OUT! 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brinson Trust Company 36-3718331 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a b X 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Illinois corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER 318,381 shares 6 SHARED VOTING POWER - -0- 7 SOLE DISPOSITIVE POWER 318,381 shares 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 318,381 shares 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 1.8% 12 TYPE OF REPORTING PERSON* BK * SEE INSTRUCTION BEFORE FILLING OUT! 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Brinson Holdings, Inc. 36-3670610 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* a b X 3 SEC USE ONLY 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware corporation NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5 SOLE VOTING POWER - -0- 6 SHARED VOTING POWER - -0- 7 SOLE DISPOSITIVE POWER - -0- 8 SHARED DISPOSITIVE POWER - -0- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None except indirectly through Brinson Partners, Inc., a wholly-owned subsidiary, and Brinson Trust Company, a wholly- owned subsidiary of Brinson Partners, Inc. (see item 4 hereof). 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) - -0- 12 TYPE OF REPORTING PERSON* CO HC * SEE INSTRUCTION BEFORE FILLING OUT! Item 1(a) Name of Issuer: Pentair, Inc. (the "Company") Item 1(b) Address of Issuer's Principal Executive Offices: 1500 County Road - B2 West Suite 400 St. Paul, MN 55113-3105 Item 2(a) Name of Person Filing: Brinson Partners, Inc. ("BPI") is filing this statement on behalf of itself, Brinson Trust Company ("BTC") and Brinson Holdings, Inc. ("BHI"). BPI is a wholly-owned subsidiary of BHI. BTC is a wholly-owned subsidiary of BPI. Exhibit I hereto contains the agreement of BPI, BTC and BHI to file a joint disclosure statement on Schedule 13G. Item 2(b) Address of Principal Business: Each of BPI, BTC and BHI's principal business office is located at: 209 South LaSalle, Chicago, Illinois 60604-1295 Item 2(c) Citizenship: BPI is a corporation under the laws of Delaware. BHI is a corporation under the laws of Delaware. BTC is a corporation under the laws of Illinois. Item 2(d) Title of Class of Securities: Common Stock (the "Common Stock") Item 2(e) CUSIP Number: 709631105 Item 3 Type of Person Filing: Brinson Partners, Inc. is an Investment Adviser registered under section 203 of the Investment Advisers Act of 1940. Brinson Trust Company is a bank in accordance with section 240.13d-1(b)(1)(ii)(B), and Brinson Holdings, Inc. is a Parent Holding Company in accordance with section 240.13d- 1(b)(1)(ii)(G) of the Exchange Act. Item 4 Ownership: See Items 5-11 of pages two, three and four hereof. Item 5 Ownership of Five Percent or Less of a Class: Not Applicable Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Member of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 13, 1995 By: Samuel W. Anderson as Vice President of each of the above Companies EXHIBIT 1 AGREEMENT Pursuant to Rule 13d-1(f)(1) of the Securities and Exchange Commission, the undersigned agrees that the statement on Schedule 13G (including all amendments thereto) with respect to the Common Stock of PENTAIR, INC. to which this agreement is attached is to be filed on behalf of each of the undersigned and that Brinson Partners, Inc. is hereby authorized to sign and file any and all required amendments to such Schedule 13G. Date: February 13, 1995 BRINSON PARTNERS, INC. BRINSON TRUST COMPANY BRINSON HOLDINGS, INC. By: Samuel W. Anderson as Vice President of each of the above Companies -----END PRIVACY-ENHANCED MESSAGE-----